Aggregated News From Investment Management Regulators

COVID-19 regulatory information


Please complete the required fields.

In coordination with the Council of Financial Regulators (CFR), ASIC is focusing its regulatory efforts on challenges created by the COVID-19 pandemic.

Until at least 30 September 2020, the other matters that ASIC will afford priority are where there is the risk of significant consumer harm, serious breaches of the law, risks to market integrity and time-critical matters. ASIC will maintain its enforcement activities and continue to investigate and take action where the public interest warrants us to do so against any person or entity that breaks the law.

Key business as usual functions will be maintained including registry operations and services, receipt of whistleblower, breach and misconduct reports and general contact points for industry.

To assist users during the COVID-19 pandemic, we are publishing a weekly tracker of new and updated regulatory documents (including instruments related to COVID-19).

Read more about changes to ASIC’s regulatory work and priorities in response to COVID-19.

You can also read the latest COVID-19 news on our News Hub.

Source link

Regulator Information

Abbreviation: ASIC
Jurisdiction: Australia

Recent Articles

Canadian Securities Administrators publish staff notice on Information Processor for Exchange-Traded Securities other than Options

Regulated Industries FCNB is responsible for the regulation and enforcement of securities, insurance, pensions, credit unions, trust and loan companies, co-oper

ESMA Questions and Answers on the Market Abuse Regulation

See a PDF of the Questions and Answers published by the Cyprus Securities and Exchange Commission (CySEC CY) here: Source link

ESAs refer stakeholders to Commission statement on the application date of new PRIIPs rules

The European Supervisory Authorities (ESAs) would like to draw the attention of stakeholders to a Read more

Get the latest from Regulatory.News in your inbox!