Covid-19 Related Exemptive Relief Applications Received and Exemptions Granted to January 31, 2021
Regulator Information
Regulator Name: Investment Industry Regulatory Organization of Canada
Abbreviation: IIROC
Jurisdiction: Canada
Email: [email protected]
Recent Articles
Sanctions Notice – Myanmar — GFSC
Please be advised that the following individuals and entities:
Win Kyaw Kyaw Aung
Zaw Min Tun
Asia Sun Trading Company Limited
Cargo Link Company Limited
have been designated under the Myanmar (San
Sanctions Notice – ISIL (DA’ESH) and AL-QAIDA — GFSC
Please be advised that
Islamic State in Iraq and the Levant in South-East Asia
has been designated under the ISIL (Da’esh) and Al-Qaida (Sanctions) (EU Exit) Regulations 2019 (the UK regulati
SFDR data collection exercise for investment fund managers (IFMs) on regulatory requirements in relation to Regulation (EU) 2019/2088 on sustainability-related disclosures in the financial...
1. Context
This Communiqué follows up on the CSSF communiqué published on 27 July 2022 announcing the intention of the CSSF to launch a data collection exercise...
EARNEASYMONEY
We believe this firm may be providing financial services or products in the UK without our authorisation. Find out why you should be wary...
CVM accepts proposal for a term of commitment with the CEO of Clear Sale SA
This post was translated by Regulatory.News for informational purposes only; the content below is not an official translation from the regulator. See the content...
