Aggregated News From Investment Management Regulators

Amendments to NI 33-109 and Related Instruments – Modernizing Registration Information Requirements, Clarifying Outside Activity Reporting & Updating Filing Deadlines

OSC CA

Report/Flag

Please complete the required fields.



This news item was originally published by the Ontario Securities Commission (OSC CA). For more information, see the Details here: Source Link.

Return Home

Regulator Information

Regulator Name: Ontario Securities Commission
Abbreviation: OSC
Jurisdiction: Canada
Website: https://www.osc.gov.on.ca/
Email: [email protected]
More Information

Recent Articles

CFTC to Hold an Open Commission Meeting on February 15

CFTC US 0

Read more

Tarcord Bank

FCA GB 0
We believe this firm may be providing financial services or products in the UK without our authorisation. Find out why you should be wary...
Read more

Remittance Order issued in RC No. 5983 of 2022 drawn against Pushpa Asoolal Bissa (PAN: BGXPB6906Q) in the matter of Greencrest Financial Services Limited.

SEBI IN 0
This news item was originally published by the Securities and Exchange Board of India (SEBI IN). See the article here: Read more

Remittance Order issued in RC No. 5984 of 2022 drawn against Sarita Pradip Bissa (PAN: BGLPB8816M) in the matter of Greencrest Financial Services Limited.

SEBI IN 0
This news item was originally published by the Securities and Exchange Board of India (SEBI IN). See the article here: Read more

Remittance Order issued in RC No. 6046 of 2022 drawn against Dinesh V Makwana (PAN: ANOPM9543M) in the matter of Sterling International Enterprises Limited.

SEBI IN 0
This news item was originally published by the Securities and Exchange Board of India (SEBI IN). See the article here: Read more

Get the latest from Regulatory.News in your inbox!

×

© Copyright 2023- Regulatory.News