Aggregated News From Investment Management Regulators

Amendments to NI 33-109 and Related Instruments – Modernizing Registration Information Requirements, Clarifying Outside Activity Reporting & Updating Filing Deadlines

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This news item was originally published by the Ontario Securities Commission (OSC CA). For more information, see the Details here: Source Link.

Regulator Information

Abbreviation: OSC
Jurisdiction: Canada

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Remittance Order issued in RC No. 5983 of 2022 drawn against Pushpa Asoolal Bissa (PAN: BGXPB6906Q) in the matter of Greencrest Financial Services Limited.

This news item was originally published by the Securities and Exchange Board of India (SEBI IN). See the article here: Read more

Remittance Order issued in RC No. 5984 of 2022 drawn against Sarita Pradip Bissa (PAN: BGLPB8816M) in the matter of Greencrest Financial Services Limited.

This news item was originally published by the Securities and Exchange Board of India (SEBI IN). See the article here: Read more

Remittance Order issued in RC No. 6046 of 2022 drawn against Dinesh V Makwana (PAN: ANOPM9543M) in the matter of Sterling International Enterprises Limited.

This news item was originally published by the Securities and Exchange Board of India (SEBI IN). See the article here: Read more

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