Aggregated News From Investment Management Regulators

CSA Notice of Amendments to National Instrument 81-105 Mutual Fund Sales Practices and Related Consequential Amendments-Prohibition of Mutual Fund Trailing Commissions Where No Suitability Determination Was Required

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Regulator Information

Abbreviation: OSC
Jurisdiction: Canada

Recent Articles

Corriegarth Wind Energy/ www.corriegarthwindenergy.com (Please note this has no link to Corriegarth Wind Energy Holdings Limited Company number SC253383 or Corriegarth Wind Energy Limited...

We believe this firm may be providing financial services or products in the UK without our authorisation. Find out why you should be wary...

elitefxoptiontrade

We believe this firm may be providing financial services or products in the UK without our authorisation. Find out why you should be wary...

Bendigo Coins LTD (clone of FCA authorised firm)

Fraudsters are using the details of firms we authorise to try to convince people that they work for a genuine, authorised firm. Find out...

Upswingtrade.com (Clone of FCA authorised firm)

Fraudsters are using the details of firms we authorise to try to convince people that they work for a genuine, authorised firm. Find out...

Kensington Capital UK

We believe this firm may be providing financial services or products in the UK without our authorisation. Find out why you should be wary...

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