This post was translated by Regulatory.News for informational purposes only; the content below is not an official translation from the regulator. See the content in its original language here.
The Securities and Exchange Commission (CVM) will hold tomorrow, Tuesday -feira ( 26 /10), at 15h, trial session of the Administrative Procedure Sanctioning 19957.011693 / 2017-41 (SP 2 018/00420 ) , instituted to determine the responsibility of Uniletra Corretora de Câmbio, Títulos e Valores Mobiliários SA , Osman Mendes de Magalhães and Wender Cunha de Paula for deficiencies in the adoption and implementation, in the referred brokerage , of internal procedures and controls (infringement to article 3, caput , II, and to article 4, paragraph 5, I and II, of CVM Instruction 505 ).
Access the report by Director Alexandre Costa Rangel .
More information
The session is open to the public and will take place by videoconference. To follow up, just access the link: https://cloud.netglobe.com.br/webcast/sessao . Fill in ‘name’ and ’email’ to access the room (does not need to be full name).
If none of the defendants or their respective attorneys-in-fact constituted in the records express their intention to participate in the session, this will be held in a restricted manner by means of voting in an electronic system, with no need for videoconferencing.
Check out the details on conducting trial sessions exclusively by videoconference while the protective measures to deal with the public health emergency of international importance arising from the coronavirus (COVID-19) persist.
Heads up
The report available in this news may change after the trial session.
