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CVM judgment session on 11/3

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Proceedings will be judged from 15h

The Securities and Exchange Commission (CVM) will hold next Tuesday (3/11), at 3 pm, judgment session of the following sanctioning processes:

  • PAS CVM SEI 19957.011654 / 2019-14 (06/2016): Almir Guilherme Barbassa, Antônio Palocci Filho, César Acosta Rech, Dilma Vana Rousseff, Fábio Colletti Barbosa, Francisco Roberto de Albuquerque, Guido Mantega, Guilherme de Oliveira Estrella, Jorge Gerdau Johannpeter , José Sérgio Gabrielli de Azevedo, Josué Christiano Gomes da Silva, Luciano Galvão Coutinho, Marcio Pereira Zimmermann, Marcus Pereira Aucélio, Maria das Graças Silva Foster, Maria Lúcia de Oliveira Falcón, Marisete Fátima Dadald Pereira, Miriam Aparecida Belchior, Nelson Rocha Augusto, Nestor Cuñat Cerveró, Paulo José dos Reis Souza, Paulo Roberto Costa, Renato de Souza Duque, Sergio Franklin Quintella, Silas Rondeau Cavalcante Silva, Silvio Sinedino Pinheiro and Túlio Luiz Zamin (Continuation of the Judgment Session suspended on 8/24/2020)

Established to investigate possible irregularities related to the possible non-observance of fiduciary duties of Petróleo Brasileiro SA – Petrobras administrators in the construction of the Rio de Janeiro Petrochemical Complex (infraction of articles 153, 154, §2º, ‘c’, 155 and 163, I , all of Law 6,404 / 76).

Access the report Director Henrique Machado.

  • PAS CVM SEI 19957.010647 / 2019-97 (05/2016): Almir Guilherme Barbassa, Dilma Vana Rousseff, Fábio Colletti Barbosa, Francisco R. de Albuquerque, Guido Mantega, Guilherme de Oliveira Estrella, Ildo Luís Sauer, Jorge Gerdau Johannpeter, Jorge Luiz Zelada, José Sérgio Gabrielli de Azevedo, Luciano Galvão Coutinho, Maria Das Graças Silva Foster, Nestor Cuñat Cerveró, Paulo Roberto Costa, Renato de Souza Duque, Sergio Franklin Quintella and Silas Rondeau Cavalcante Silva (Continuation of the Judgment Session suspended on 8/24/2020)

Established to investigate possible irregularities related to the possible non-observance of fiduciary duties of Petróleo Brasileiro SA – Petrobras administrators in the construction of the Abreu e Lima Refinery (violation of arts. 153, 154, §2º, ‘c’, 155 and 163, I, all of Law 6.404 / 76).

Access the report Director Henrique Machado.

  • PAS CVM SEI 19957.005789 / 2017-71 (SP2017 / 294): José Sérgio Gabrielli de Azevedo, Maria das Graças Silva Foster, Aldemir Bendine, Almir Guilherme Barbassa, Paulo Roberto Costa, Renato de Souza Duque, Jorge Luiz Zelada, José Alcides Santoro Martins , José Antônio de Figueiredo, José Miranda Formigli Filho, José Carlos Cosenza, Ivan de Souza Monteiro, João Adalberto Elek Júnior, Hugo Repsold Junior, Roberto Moro, Jorge Celestino Ramos, Solange da Silva Guedes, Guilherme de Oliveira Estrella, Guido Mantega, Luciano Galvão Coutinho, Miriam Aparecida Belchior, Francisco Roberto de Albuquerque, Jorge Gerdau Johannpeter, Marcio Pereira Zimmermann, Sergio Franklin Quintella, Silas Rondeau Cavalcante Silva, Josué Christiano Gomes da Silva, Fábio Colletti Barbosa, Silvio Sinedino Pinheiro, José Maria Ferreira Rangel, Luiz Augusto Fraga Navarro de Britto Filho, Marcus Pereira Aucélio, César Acosta Rech, Maria Lúcia de Oliveira Falcón, Marisete Fátima Dadald Pereira, Paulo José dos Reis Souza, Nelso n Rocha Augusto, Túlio Luiz Zamin, Reginaldo Ferreira Alexandre and Walter Luis Bernardes Albertoni (Continuation of the Judgment Session suspended on 8/25/2020)

Established to determine the responsibility of Petróleo Brasileiro SA (Petrobras) administrators and fiscal councilors for non-compliance, by the Company’s management, with the accounting standard related to the impairment of assets, in the preparation of the financial statements for the fiscal years ended on 31 / 2010/12, 12/31/2011, 12/31/2012, 12/31/2013 and 12/31/2014:

Former members of the Executive Board: violation of arts. 153, 176 and 177, §3, of Law 6,404 / 76, and arts. 14 and 26 of CVM Instruction 480.

Members of the Board of Directors: violation of arts. 142, III and V, 153 and 160 of Law 6,404 / 76 – for members of the Audit Committee.

Fiscal Council members: violation of art. 163, VII, and 165 of Law 6,404 / 76.

Access the report Director Henrique Machado.

More information

The session is open to the public and will take place by videoconference. To follow, just access the link: https://cloud.netglobe.com.br/webcast/sessao (link to external website). Fill in ‘name’ and ’email’ to access the room (it does not have to be the full name).

In the event that no accused or their respective attorneys-in-fact stated in the case file intends to participate in the session, it will be held in a restricted manner by means of voting in an electronic system, exempting the videoconference.

Check out the details on conducting judgment sessions exclusively by videoconference while the protection measures to face the public health emergency of international importance resulting from the coronavirus persist (COVID-19).

Attention

The reports made available in this news may change after the judgment session.

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Regulator Information

Abbreviation: CVM
Jurisdiction: Brazil

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