Aggregated News From Investment Management Regulators

CVM Judgment Session on 12/14

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This post was translated by Regulatory.News for informational purposes only; the content below is not an official translation from the regulator. See the content in its original language here.

The Securities and Exchange Commission (CVM) held on Tuesday (14/12), at 15h, the trial sessions following sanctioning processes: 

  • PAS CVM 19957.002472/2021-69 (RJ2021/01580): Messias Auditing and Consulting S/S and Ivanildo Alves Messias 

Established to  determine possible liability of the accused for irregular activity in the stock market  securities ( breach of s art s . 1 and  35, I, of CVM Instruction 308 ).  

Access the  report by Director Alexandre Costa Rangel. 

  • PAS CVM 19957.010505/2018-49 (RJ2018/07872) : Arnaldo Curiati ,  Alexandre Silveira Dias ,  Nilton Molina, Claudio Chonchol Bahbout, Wilson Olivieri, José Seripieri Filho and Raul Rosenthal Ladeira de Matos 

Introduced to  determine the responsibility of the directors of  Qualicorp  Consultoria e Corretora de Seguros SA  (infringement of  articles 152,  caput , 154,  caput , and 156, paragraph 1, of Law 6,404/76) . 

Access the report from the  Director to Flávia  Perlingeiro .   

  • PAS CVM  19957.001512/2020-74  (RJ2020/01207) :  Milenko Schiavetti Basilio Kovacevic    

Established to determine the possible liability of the accused for the adoption of unfair practices in the securities market (infringement of CVM Instruction 8, I c/ c  II, paragraph d). 

Access the  report  by Director Alexandre Costa Rangel. 

More information  

The session is open to the public and will take place by videoconference. To follow along, just access the link:  https://cloud.netglobe.com.br/webcast/sessao. Fill in ‘name’ and ’email’ to access the room (does not need to be full name).  

In the event that no accused person or their respective attorneys-in-fact constituted in the case file expresses the intention to participate in the session, this will be held in a restricted manner by means of voting in an electronic system, with no need for videoconferencing.  

Check out the  details on conducting judging sessions exclusively via videoconferencedetails on conducting judging sessions exclusively via videoconferencea  while the protective measures to face the public health emergency of international importance arising from the coronavirus (COVID-19) last.  

Heads up  

The s  report s  available s  this news power will  change after the completion of the trial session. 

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Regulator Information

Abbreviation: CVM
Jurisdiction: Brazil

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