This post was translated by Regulatory.News for informational purposes only; the content below is not an official translation from the regulator. See the content in its original language here.
The Securities and Exchange Commission (CVM) held on Tuesday (14/12), at 15h, the trial sessions following sanctioning processes:
- PAS CVM 19957.002472/2021-69 (RJ2021/01580): Messias Auditing and Consulting S/S and Ivanildo Alves Messias
Established to determine possible liability of the accused for irregular activity in the stock market securities ( breach of s art s . 1 and 35, I, of CVM Instruction 308 ).
Access the report by Director Alexandre Costa Rangel.
- PAS CVM 19957.010505/2018-49 (RJ2018/07872) : Arnaldo Curiati , Alexandre Silveira Dias , Nilton Molina, Claudio Chonchol Bahbout, Wilson Olivieri, José Seripieri Filho and Raul Rosenthal Ladeira de Matos
Introduced to determine the responsibility of the directors of Qualicorp Consultoria e Corretora de Seguros SA (infringement of articles 152, caput , 154, caput , and 156, paragraph 1, of Law 6,404/76) .
Access the report from the Director to Flávia Perlingeiro .
- PAS CVM 19957.001512/2020-74 (RJ2020/01207) : Milenko Schiavetti Basilio Kovacevic
Established to determine the possible liability of the accused for the adoption of unfair practices in the securities market (infringement of CVM Instruction 8, I c/ c II, paragraph d).
Access the report by Director Alexandre Costa Rangel.
More information
The session is open to the public and will take place by videoconference. To follow along, just access the link: https://cloud.netglobe.com.br/webcast/sessao. Fill in ‘name’ and ’email’ to access the room (does not need to be full name).
In the event that no accused person or their respective attorneys-in-fact constituted in the case file expresses the intention to participate in the session, this will be held in a restricted manner by means of voting in an electronic system, with no need for videoconferencing.
Check out the details on conducting judging sessions exclusively via videoconferencedetails on conducting judging sessions exclusively via videoconferencea while the protective measures to face the public health emergency of international importance arising from the coronavirus (COVID-19) last.
Heads up
The s report s available s this news power will change after the completion of the trial session.
