Aggregated News From Investment Management Regulators
ESMA has issued a Public Statement on the implications of the COVID-19 pandemic on the deadlines for publishing financial reports which apply to listed issuers under the Transparency Directive
The national authorities apply forbearance powers towards delays in publication of financial reports. ESMA underlines, however, that issuers should keep the market informed about the delays and that requirements under the Market Abuse Regulation still apply.
Eight celebrities also charged for illegal touting of Sun’s crypto asset securities
The Securities and Exchange Commission today announced charges against crypto asset entrepreneur Justin Sun and t
The Securities and Exchange Commission today proposed amendments designed to modernize its information collection and analysis methods by, among other things, proposing that a number of filings be su
ASIC has suspended the Australian financial services (AFS) licence of Cartesian Corporate Finance Limited (Cartesian) until 25 August 2023.
The licence authorises Cartesian to deal...
