Aggregated News From Investment Management Regulators

FI resumes work on supervision investigations

Report/Flag

Please complete the required fields.




FI decided on 1 April given the acute stage of the coronavirus pandemic to extend the freeze on new supervision investigations until 3 May. This decision will not be extended again, which means that the freeze on ongoing supervision meetings, investigations and information gathering will be lifted starting on 4 May.

FI is lifting the freeze since it considers the situation to be more stable. This means that FI will gradually resume the supervision with which the authority has been tasked.

Activities related to the financial companies’ handling of the ongoing coronavirus pandemic were not included in the freeze and therefore are not affected.

Regulator Information

Abbreviation: FI
Jurisdiction: Sweden

Recent Articles

MEGA ROYAL BANK

We believe this firm may be providing financial services or products in the UK without our authorisation. Find out why you should be wary...

Coin Value Bank

We believe this firm may be providing financial services or products in the UK without our authorisation. Find out why you should be wary...

CITY NATIONAL PLC BANK

We believe this firm may be providing financial services or products in the UK without our authorisation. Find out why you should be wary...

prospectcapital (clone of FCA authorised firm)

Fraudsters are using the details of firms we authorise to try to convince people that they work for a genuine, authorised firm. Find out...

Reopening of Comment Period for Share Repurchase Disclosure Modernization

See a PDF of the proposed rule from the Securities and Exchange Commission (SEC US) here: Read more

Get the latest from Regulatory.News in your inbox!

×