This news item was originally published by the Commission de Surveillance du Secteur Financier (CSSF LU). For more information, please see the Press Release here: Source Link.
Global situation of undertakings for collective investment at the end of December 2020
Regulator Information
Regulator Name: Commission de Surveillance du Secteur Financier
Abbreviation: CSSF
Jurisdiction: Luxembourg
Website: https://www.cssf.lu/en/
Email: [email protected]
Recent Articles
The SEC Levels Up: Statement on In re Activision Blizzard
Feb. 3, 2023
Today, the Commission announced a $35 million settlement with Activision Blizzard Inc. (“Activision Blizzard”).
Mr William Stephen Cairns (date of Birth 15 January 1949) of Key West, Doyle Road, St Peter Port Guernsey GY1 1RG — GFSC
Date of prohibition order pursuant to section 33 of the Financial Services Business (Enforcement Powers) (Bailiwick of Guernsey) Law, 2020 and prohibited functions:
From 2 February 2023 until 2 July
Mr Du Preez Gert Vermeulen (Date of Birth 5 August 1987) of Doyle Court, Doyle Road, St Peter Port Guernsey GY1 1RD
Date of prohibition order pursuant to section 33 of the Financial Services Business (Enforcement Powers) (Bailiwick of Guernsey) Law, 2020 and prohibited functions:
From 2 February 2023 until 2 Mar
Publication of a Notice of the fact of a Prohibition Order and a Discretionary Financial Penalty — GFSC
On 2 February 2023, the Commission imposed discretionary financial penalties as follows:
Mr William Stephen Cairns (“Mr Cairns”) a financial penalty of £133,000; and
Mr Du Preez Gert Vermeulen (“M
