Aggregated News From Investment Management Regulators

Guidance on IIROC’s Continuing Education Program

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See the Rules Notice from the Investment Industry Regulatory Organization of Canada (IIROC CA) here: Source link

Regulator Information

Recent Articles

ESMA issues its first opinion on the draft European Sustainability Reporting Standards

See the content published by the European Securities and Markets Authority (ESMA) here: Read more

Adjudication Order in respect of Mr S.A. Amudan in the matter of Varun Global Limited and Varun Resources Limited

This news item was originally published by the Securities and Exchange Board of India (SEBI IN). See the article here: Read more

Adjudication Order in respect of Balram Agarwal, Ashish Bansal and Naresh Kumar Bansal in the matter of A.F. Enterprises Ltd.

This news item was originally published by the Securities and Exchange Board of India (SEBI IN). See the article here: Read more

Final Order in the matter of Delta Leasing and Finance Ltd.

This news item was originally published by the Securities and Exchange Board of India (SEBI IN). See the article here: Read more

Corrigendum to the Order Dated January 30, 2023 in the matter of Ricoh India Ltd.

This news item was originally published by the Securities and Exchange Board of India (SEBI IN). See the article here: Read more

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