See the Rules Notice published by the Investment Industry Regulatory Organization of Canada (IIROC CA) here: Source link
Guidance on Know-your-client and Suitability Determination
Regulator Information
Regulator Name: Investment Industry Regulatory Organization of Canada
Abbreviation: IIROC
Jurisdiction: Canada
Email: [email protected]
Recent Articles
Grand Trust Holdings United Kingdom
We believe this firm may be providing financial services or products in the UK without our authorisation. Find out why you should be wary...
Announcement for the referral of a suspicion of violating Article (49) of the Capital Market Law and Article (2) of the Market Conduct Regulations...
In line with the Capital Market Authority's (CMA) responsibilities to protect the citizens and investors from unfair or unsound practices, and aiming to achieve...
Guidance on Application for Registration of a Virtual Assets Service Provider
Guidance
Attachment:
guidance_-_application_for_vasp_registration.pdf
This news item was originally published by the British Virgin Islands Financial Services Commission (BVIFSC VG). For more information, please see the Source Link.
Virtual Assets Service Providers Guide to the Prevention of Money Laundering, Terrorist Financing and Proliferation Financing
Guidance
Attachment:
vasp_aml_cft_guidance.pdf
This news item was originally published by the British Virgin Islands Financial Services Commission (BVIFSC VG). For more information, please see the Source...
