Aggregated News From Investment Management Regulators

Housekeeping amendments to the Universal Market Integrity Rules Regarding the Definition of “Marketplace”

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See the Notice from the Investment Industry Regulatory Organization of Canada (IIROC CA) here: Source link

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COINS DESK FX LIMITED

We believe this firm may be providing financial services or products in the UK without our authorisation. Find out why you should be wary...

Bright Loans UK Ltd (Clone of FCA Authorised Firm)

Fraudsters are using the details of firms we authorise to try to convince people that they work for a genuine, authorised firm. Find out...

Revision of Recommendation 25 – White Paper for Public Consultation

The Financial Action Task Force (FATF) is conducting a review of Recommendation 25 (R.25) on the transparency and beneficial ownership (BO) of legal arrangements....

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