Housekeeping amendments to the Universal Market Integrity Rules Regarding the Definition of “Marketplace” October 22, 2021 10:39 AM CanadaIIROC CA TagsFinal Laws/Rules/Regulations/Guidelines/Orders/Technical Standards Subscribe to AlertsSuggest Tags Report/Flag Report/Flag Please complete the required fields. Your Name Email Reason (required)Inappropriate Irrelevant Missing Information Other Description Submit See the Notice from the Investment Industry Regulatory Organization of Canada (IIROC CA) here: Source link Return Home Regulator Information Regulator Name: Investment Industry Regulatory Organization of Canada Abbreviation: IIROC Jurisdiction: Canada Website: https://www.iiroc.ca/Pages/default.aspx/ Email: [email protected] More Information Recent Articles COINS DESK FX LIMITED FCA GB June 24, 2022 7:46 PM 0 We believe this firm may be providing financial services or products in the UK without our authorisation. Find out why you should be wary... Read more Bright Loans UK Ltd (Clone of FCA Authorised Firm) FCA GB June 24, 2022 6:46 PM 0 Fraudsters are using the details of firms we authorise to try to convince people that they work for a genuine, authorised firm. Find out... Read more Proposed Rule Change to Amend FINRA Rule 2231 (Customer Account Statements) FINRA US June 24, 2022 2:22 PM 0 Proposed Laws/Rules/Regu... Financial Industry Regulatory Authority, Inc. Read more Proposed Rule Change to Amend FINRA Rule 8312 (FINRA BrokerCheck Disclosure) to Release Information on BrokerCheck® Relating to Firm Designation as a Restricted Firm FINRA US June 24, 2022 2:21 PM 0 Proposed Laws/Rules/Regu... Financial Industry Regulatory Authority, Inc. Read more Revision of Recommendation 25 – White Paper for Public Consultation FATF June 24, 2022 2:12 PM 0 EventsAnti-Money Laundering an...Public Consultations The Financial Action Task Force (FATF) is conducting a review of Recommendation 25 (R.25) on the transparency and beneficial ownership (BO) of legal arrangements.... Read more Get the latest from Regulatory.News in your inbox! Subscribe