Aggregated News From Investment Management Regulators

IIROC District Councils – Call for Nomination

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See the Administrative Notice from the Investment Industry Regulatory Organization of Canada (IIROC CA) here: Source link

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Recent Articles

SEC Investor Advisory Committee to Discuss Investor Account Statements, Corporate Tax Transparency, and Single-Stock ETFs on Dec 8

Washington D.C., Dec. 1, 2022 — The Securities and Exchange Commission’s Investor Advisory Committee will hold a virtual public meeting on December 8 at 10 a.m. ET.

Fort Worth Regional Director David L. Peavler to Leave SEC

Eric R. Werner and Marshall Gandy named acting co-heads of Fort Worth Office Washington D.C., Dec. 1, 2022 — The Securities and Exchange Commission today announced that David L.

Extension of timeline for implementation of Standardized Industry Classification by CRAs

This news item was originally published by the Securities and Exchange Board of India (SEBI IN). See the article here: Read more

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