IIROC Imposes Sanctions on Former Montréal Branch Manager Elizabeth St-James February 11, 2021 11:08 AM CanadaIIROC CA TagsEnforcement/Litigation/Investigations/ExaminationsLicensing/Registration/Certification/Authorization Subscribe to AlertsSuggest Tags Report/Flag Report/Flag Please complete the required fields. Your Name Email Reason (required)Inappropriate Irrelevant Missing Information Other Description Submit See the Press Release from the Investment Industry Regulatory Organization of Canada (IIROC CA) here: Source link Return Home Regulator Information Regulator Name: Investment Industry Regulatory Organization of Canada Abbreviation: IIROC Jurisdiction: Canada Website: https://www.iiroc.ca/Pages/default.aspx/ Email: [email protected] More Information Recent Articles Implications of Russia’s invasion of Ukraine on half-yearly financial reports CySEC CY May 20, 2022 12:20 PM 0 See the Public Statement published by the Cyprus Securities and Exchange Commission (CySEC CY) here: Source link Read more Movement In Island’s Deposit Base IOMFSA IM May 20, 2022 12:13 PM 0 Press Release Published on: 20 May 2022 Deposits (net of local inter-bank placings) with Isle of Man offices of Isle of Man licensed deposit takers Deposits increased by £0.96 billion (2.58%) to £38. Read more Streamlining the Process of Rights Issue SEBI IN May 20, 2022 11:58 AM 0 This news item was originally published by the Securities and Exchange Board of India (SEBI IN). See the article here: Read more LCG.fit (Clone of FCA authorised firm) FCA GB May 20, 2022 11:58 AM 0 Fraudsters are using the details of firms we authorise to try to convince people that they work for a genuine, authorised firm. Find out... Read more Acadian-Asset.management (clone of FCA authorised firm) FCA GB May 20, 2022 11:57 AM 0 Fraudsters are using the details of firms we authorise to try to convince people that they work for a genuine, authorised firm. Find out... Read more Get the latest from Regulatory.News in your inbox! Subscribe
