IIROC Priorities for 2021
Regulator Information
Regulator Name: Investment Industry Regulatory Organization of Canada
Abbreviation: IIROC
Jurisdiction: Canada
Email: [email protected]
Recent Articles
Statement Regarding In the Matter of DF Growth REIT II, LLC
This matter involves a settlement with DF Growth REIT II, LLC (the “Trust”) relating to the Trust’s purported reliance on the Regulation A exemption from registration under the Securities Act of 1933
Consultation on AML/CFT Obligations upon VASPS and Additional Obligations upon Licensed Trustees and Partners — GFSC
Today a consultation paper has been issued on the proposed additional rules and guidance for virtual asset service providers (“VASPs”) and specified businesses with a connection to, or involvement wi
Notice of Ministerial Approval of Rules and Consequential Amendments related to SEDAR+
Use this form to submit website feedback and suggestions, or to inform us about website issues.
Volume 46, Issue 23
Use this form to submit website feedback and suggestions, or to inform us about website issues.
