Aggregated News From Investment Management Regulators

IIROC Re-elects five Board Directors

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View the Press Release from the Investment Industry Regulatory Organization of Canada (IIROC CA) here: Source link

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Recent Articles

ISA’s Investigations, Intelligence and Market Surveillance Department has transferred the file in the case of Michael Ben-Ari to the District Attorney’s Office

תוכן דף The Investigations, Intelligence and Market Surveillance Department of the ISA has transferred the investigations file in the case of Michael Ben-Ari to the...

prestigecarsfinchley (clone of FCA authorised firm)

Fraudsters are using the details of firms we authorise to try to convince people that they work for a genuine, authorised firm. Find out...

CMF issues updated Compendium of Accounting Standards for Banks

The updated Compendium includes all necessary information to align financial statements with the full implementation of Basel III standards. The Information Systems Manual...

Market Share Report for the Third Quarter of 2021

During the four calendar quarters ending September 30th, 2021, the Investment Industry Regulatory Organization of Canada (“IIROC”) has acted as the regulation services provider...

JFS Brokers (clone of FCA authorised firm)

Fraudsters are using the details of firms we authorise to try to convince people that they work for a genuine, authorised firm. Find out...

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