Aggregated News From Investment Management Regulators

IIROC Sanctions Vancouver Investment Advisor Dwight Cameron Mann


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ZhongDe Waste Technology AG: BaFin imposes administrative fines

On 20 July 2021, BaFin imposed administrative fines totalling 195,000 euros on ZhongDe Waste Technology AG. BaFin launches investigation into the company SICFund

In accordance with section 37 (4) of the German Banking Act (Kreditwesengesetz – KWG), BaFin informs the public that the company SICFund, Wiesbaden, Federal Republic of Germany, has not been granted

MFSA Warning – TradeVtech – Unlicenced Entity

The Malta Financial Services Authority (“MFSA” or “the

RC.No.3591 -Notices of Attachment dated 26.07.2021 – Noorbanu Farooq Hawa (PAN AAAPH8271Q) in the matter of Dhyana Finstock Ltd.

This news item was originally published by the Securities and Exchange Board of India (SEBI IN). See the article here: Read more

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