Aggregated News From Investment Management Regulators

Investors Alert! Suspension of Heritage Capital Markets Ltd

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THE SECURITIES AND EXCHANGE COMMISSION (“SEC”) SUSPENDS HERITAGE CAPITAL MARKETS LTD

The Securities and Exchange Commission (“SEC”) on Wednesday December 21, 2016 suspended Heritage Capital Markets Ltd together with its Directors and Sponsored Individuals in connection with the unauthorized sale of shares belonging to an investor and its refusal to comply with the Commission’s directives in that regard.

In view of the above, the general public is hereby INFORMED that the suspension is indefinite and shall remain in force pending the resolution of the matter against the Operator.

                                          

                                              SIGNED

 

                                        MANAGEMENT

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Regulator Information

Abbreviation: SEC NG
Jurisdiction: Nigeria

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