Aggregated News From Investment Management Regulators

Legibility study of the documentation on fees related to equities and funds. Report CSA for the AMF

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The AMF conducted a qualitative study among retail investors to assess the clarity of the information provided about fees on direct investments in securities or investments via collective undertakings. Find out the main findings.

Regulator Information

Regulator Name: Financial Markets Authority
Abbreviation: AMF
Jurisdiction: France

Recent Articles

Technical Reporting Instructions – CSDR Article 9 – Internalised Settlement Reporting

See the content published by the European Securities and Markets Authority (ESMA) here: Read more

EBA Peer Review finds credit valuation adjustment risk is overall supervised sufficiently and recommends some follow-up measures to further strengthen supervision

The European Banking Authority (EBA) published today its Peer Review on excluding transactions with non-financial counterparties established in a third country from credit valuation adjustment (CVA)

Adjudication Order in respect of Expertise Vintrade Private Limited in the matter of Illiquid Stock Options at BSE.

This news item was originally published by the Securities and Exchange Board of India (SEBI IN). See the article here: Read more

Adjudication Order in respect of four entities the matter of Bull Research Investment Advisors Private Limited

This news item was originally published by the Securities and Exchange Board of India (SEBI IN). See the article here: Read more

Adjudication Order in respect of Hiralal Shaw in the matter of trading in Illiquid Stock Options at BSE

This news item was originally published by the Securities and Exchange Board of India (SEBI IN). See the article here: Read more

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