Aggregated News From Investment Management Regulators

Harold L. Altvater (Release No. LR-24855; Jul. 24, 2020)

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Regulator Information

Abbreviation: SEC
Jurisdiction: United States

Recent Articles

Warning: Self-managed super funds and crypto investments

ASIC has noticed an increase in marketing recommending Australians switch from retail and industry superannuation funds to self-managed superannuation funds (SMSFs) so they...

Appeal No. 4564 of 2021 filed by Sandeep Singh

This news item was originally published by the Securities and Exchange Board of India (SEBI IN). See the article here: Read more

Appeal No. 4566 of 2021 filed by M Ashok Mootha

This news item was originally published by the Securities and Exchange Board of India (SEBI IN). See the article here: Read more

Appeal No. 4570 of 2021 filed by Bhagirath Jha

This news item was originally published by the Securities and Exchange Board of India (SEBI IN). See the article here: Read more

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