Aggregated News From Investment Management Regulators

Maintenance of TRS2 system planned for beginning of January 2021 in conjunction with Brexit

Report/Flag

Please complete the required fields.



Due to Brexit, ESMA will have a maintenance window from 31 December 2020 through (preliminarily) 7 January 2021.

For more information, go to “ESMA updates Brexit statements for the end of UK transition period (ESMA)”.

During this period, there will be no new reference data from ESMA. Instead, the TRS 2 system will validate transactions against the most recently available reference data – as per 30 December 2020. Once FI has received updated reference data from ESMA, the TRS 2 system will need to be closed for maintenance.

Due to the service windows at both ESMA and FI related to Brexit, it is possible that some transactions could be assigned the status “PDNG”, remain at “PDNG” for seven days, and then become “RJCT” since correct reference data will still not have been received from ESMA. There may also be other disruptions to the TRS 2 flow.

This news item was originally published by the Swedish Financial Supervisory Authority (FI SE). For more information, please see the Source Link.

Regulator Information

Abbreviation: FI
Jurisdiction: Sweden

Recent Articles

The SEC Levels Up: Statement on In re Activision Blizzard

Feb. 3, 2023 Today, the Commission announced a $35 million settlement with Activision Blizzard Inc. (“Activision Blizzard”).

Mr William Stephen Cairns (date of Birth 15 January 1949) of Key West, Doyle Road, St Peter Port Guernsey GY1 1RG — GFSC

Date of prohibition order pursuant to section 33 of the Financial Services Business (Enforcement Powers) (Bailiwick of Guernsey) Law, 2020 and prohibited functions: From 2 February 2023 until 2 July

Mr Du Preez Gert Vermeulen (Date of Birth 5 August 1987) of Doyle Court, Doyle Road, St Peter Port Guernsey GY1 1RD

Date of prohibition order pursuant to section 33 of the Financial Services Business (Enforcement Powers) (Bailiwick of Guernsey) Law, 2020 and prohibited functions: From 2 February 2023 until 2 Mar

Publication of a Notice of the fact of a Prohibition Order and a Discretionary Financial Penalty — GFSC

On 2 February 2023, the Commission imposed discretionary financial penalties as follows:  Mr William Stephen Cairns (“Mr Cairns”) a financial penalty of £133,000; and  Mr Du Preez Gert Vermeulen (“M

Get the latest from Regulatory.News in your inbox!

×