Aggregated News From Investment Management Regulators

Mr Marc Adam Roxby (Date of Birth 5 July 1984) of 11 Les Residences, Cobo, Guernsey, GY5 7UZ | Guernsey Financial Services Commission

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Date of prohibition order, law under which made and prohibited functions:

The Regulation of Fiduciaries, Administration Business and Company Directors, etc (Bailiwick of Guernsey) Law, 2000, as amended; from 4 May 2020 until 4 May 2024: the functions of director, controller, partner and manager in relation to a regulated activity carried on by or for a licensed fiduciary.

The Protection of Investors (Bailiwick of Guernsey) Law, 1987, as amended; from 4 May 2020 until 4 May 2024: the functions of director, controller, partner and manager in relation to controlled investment business carried on by an entity licensed under the Protection of Investors Law.

The Insurance Managers and Insurance Intermediaries (Bailiwick of Guernsey) Law, 2002, as amended; from 4 May 2020 until 4 May 2024: the functions of director, controller, partner and manager in relation to the business of an insurance manager or an insurance intermediary by or for an insurance manager or an insurance intermediary.

The Insurance Business (Bailiwick of Guernsey) Law, 2002, as amended; from 4 May 2020 until 4 May 2024: the functions of director, controller, partner and manager in relation to an insurance business carried on by or for a licensed insurance business.

The Banking Supervision (Bailiwick of Guernsey) Law, 1994, as amended; from 4 May 2020 until 4 May 2024: the functions of director, controller, partner and manager in relation to a deposit-taking business carried on by or for a licensed institution.

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