Aggregated News From Investment Management Regulators

National Risk Assessment Workshops | Guernsey Financial Services Commission

Report/Flag

Please complete the required fields.



During the month of September the Commission ran ten interactive sector specific workshops to just under 400 attendees in Guernsey and Alderney, to assist firms in developing their mitigation of the money laundering and terrorist financing risks to their business as identified in the National Risk Assessment.  The Commission representatives provided an overview of the inherent money laundering and terrorist financing threats to each sector, interspersed with case studies covering business risk assessments and customer risk assessments.  It was encouraging to see such active participation at the workshops.

The sector specific slides have been consolidated into one document, which can be accessed here: https://www.gfsc.gg/commission/financial-crime/articles-speeches

 

 

Source link

Regulator Information

Recent Articles

Feedback Statement on Funding Financial Regulation and Designated Business Oversight

Published on: 14 May 2021 The Isle of Man Financial Services Authority has today published a Read more

Solid Invest

We believe this firm may be providing financial services or products in the UK without our authorisation. Find out why you should be wary...

Vision Introducer Ltd t/a Money Bonds Market (Clone of former Appointed Representative firm)

Fraudsters are using the details of firms we authorise to try to convince people that they work for a genuine, authorised firm. Find out...

CSA and IIROC issue reminder of the implementation date for mandatory transparency requirements related to debt securities

The Canadian Securities Administrators (CSA) and the Investment Industry Regulatory Organization of Canada (IIROC) remind banks of mandatory transparency requirements that take effect on...

Get the latest from Regulatory.News in your inbox!

×