Aggregated News From Investment Management Regulators

New Q&As available

ESMA

Report/Flag

Please complete the required fields.



The European Securities and Markets Authority (ESMA), the EU’s securities markets regulator, has today updated its Questions and Answers on the following topics:

See the content published by the European Securities and Markets Authority (ESMA) here: Source link

Return Home

Regulator Information

Regulator Name: European Securities and Markets Association
Abbreviation: ESMA
Jurisdiction: ESMA
Website: https://www.esma.europa.eu/
Email: [email protected]
More Information

Recent Articles

Brazilian Mining Company to Pay $55.9 Million to Settle Charges Related to Misleading Disclosures Prior to Deadly Dam Collapse

SEC US 0
The Securities and Exchange Commission today announced that Vale S.A., a publicly traded Brazilian mining company and one of the largest iron ore producers in the world, agreed to pay $55.
Read more

CFTC Charges Chinese National with Fraudulent Scheme to Trade Against Employer

CFTC US 0

Read more

CFTC Orders New York-Based Commodity Pool Operator and Commodity Trading Advisor to Pay $400,000 Penalty for Supervision Failures

CFTC US 0

Read more

The AMF presents its proposals to improve the readability of financial product fees in European law

AMF FR 0
As part of the ongoing discussions on the European Commission’s Retail Investment Strategy, the AMF is publishing, following work with the Financial Sector Consultative Committee (FSCC), a pro
Read more

Authority appoints new Head of Operations

IOMFSA IM 0
Published on: 28 March 2023 The Isle of Man Financial Services Authority has announced the appointment of Scott Quayle as its new Head of Operations.
Read more

Get the latest from Regulatory.News in your inbox!

×

© Copyright 2023- Regulatory.News