Aggregated News From Investment Management Regulators

NFA permanently bars former Chicago, Ill. commodity pool operator and commodity trading advisor Elkhorn Investments LLC from membership

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February 13, 2020

For more information contact:
Christie Hillsman, 312-781-1497, [email protected]
Karen Wuertz, 312-781-1335, [email protected]

NFA permanently bars former Chicago, Ill. commodity pool operator and commodity trading advisor Elkhorn Investments LLC from membership

February 13, Chicago—NFA has permanently barred Elkhorn Investments LLC (Elkhorn), a former NFA Member, commodity pool operator and commodity trading advisor located in Chicago, Ill., from membership.

The Decision, issued by NFA’s Business Conduct Committee (BCC), is based on a Complaint issued by the BCC. The BCC found that Elkhorn failed to file certified annual statements and liquidation statements for its pools.

For more information, read the Complaint and Decision.







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Regulator Information

Abbreviation: NFA
Jurisdiction: United States

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