Aggregated News From Investment Management Regulators

OCIE Warns of Increasingly Sophisticated Ransomware Attacks Affecting SEC Registrants


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On July 10, 2020, the U.S. Securities and Exchange Commission (SEC) Office of Compliance Inspections and Examinations (OCIE) released a Risk Alert (OCIE Alert) warning SEC registrants about the observed apparent increase in the sophistication of cybersecurity attacks on SEC registrants including broker-dealers, investment advisers, and investment companies. These attacks have also impacted third-party service providers to SEC registrants.

Read the full article from Winston & Strawn here:!/en/thought-leadership/ocie-warns-of-increasingly-sophisticated-ransomware-attacks-affecting-sec-registrants.html?aj=ov

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