Aggregated News From Investment Management Regulators

OSC Media Advisory: Virtual Dialogue 2020: What comes next?

Report/Flag

Please complete the required fields.



The Ontario Securities Commission’s (OSC) annual conference, OSC Dialogue takes place virtually on Wednesday, November 4, 2020.

Dialogue 2020: What comes next? will bring together financial industry leaders, senior regulators and investors to discuss what lies ahead and how they are working together to emerge stronger from the global pandemic.

Media interested in attending OSC Dialogue 2020 should register in advance by contacting [email protected].

The agenda and list of speakers are available here.

For more information and further updates on the event, visit OSC Dialogue 2020, follow #OSCDialogue on Twitter, or click here to sign up for OSC email alerts.

Attendees will be eligible for IIROC and FP Canada continuing education credits and may be eligible for Law Society of Ontario and CPA Ontario substantive hours.

The mandate of the OSC is to provide protection to investors from unfair, improper or fraudulent practices, to foster fair and efficient capital markets and confidence in the capital markets, and to contribute to the stability of the financial system and the reduction of systemic risk.  Investors are urged to check the registration of any persons or company offering an investment opportunity and to review the OSC investor materials available at http://www.osc.gov.on.ca

Source link

Regulator Information

Abbreviation: OSC
Jurisdiction: Canada

Recent Articles

McCarter Capital Partners

We believe this firm may be providing financial services or products in the UK without our authorisation. Find out why you should be wary...

TorexFX/42 Marketing Limited (clone of FCA authorised firm)

Fraudsters are using the details of firms we authorise to try to convince people that they work for a genuine, authorised firm. Find out...

Federal Reserve Board issues enforcement action with Texico Bancshares Corporation and Texico State Bank

Please enable JavaScript if it is disabled in your browser or access the information through the links provided below.

eagle advisory services

We believe this firm may be providing financial services or products in the UK without our authorisation. Find out why you should be wary...

BAM Bundesweites Anlagenmanagement UG (haftungsbeschränkt), Hamburg/Berlin: information from BaFin with regard to the winding up of unauthorised deposit business

After reviewing the situation, BaFin has made the following arrangements to ensure that the purported “blocked accounts” (Sperrkonten) are wound up in an orderly manner. I.

Get the latest from Regulatory.News in your inbox!

×