Aggregated News From Investment Management Regulators

OSC Seeks Applications for Investor Advisory Panel

Report/Flag

Please complete the required fields.



The Ontario Securities Commission (OSC) is accepting applications for membership on its independent Investor Advisory Panel (IAP), which provides an investor perspective on policy, rule-making and other regulatory initiatives.

The IAP advises and comments on proposed rules, policies and investor protection initiatives, while considering the views of a broad range of investors through consultation with investors and organizations representing investors.

The IAP is an important voice for investors in the regulatory process, and new members will be selected to ensure that the panel continues to represent a broad range of relevant experience, skills, knowledge and perspectives.

Several current IAP member terms are ending over the coming year. New members will be appointed to staggered terms beginning at different points throughout the year depending on when vacancies arise.
Members are appointed for terms of up to two years and will be compensated for their time in meeting the IAP’s mandate. A selection committee consisting of two Commissioners and a Vice-Chair will interview short-listed candidates. The Chair of the OSC will then appoint the panel members based on the recommendations of the selection committee.

For information on the Investor Advisory Panel’s activities, please see Investor Advisory Panel at www.osc.gov.on.ca.

Interested parties are invited to submit their resume, including any relevant experience by Monday, December 7. Applications or questions regarding the IAP can be addressed to:

Judy Man
Ontario Securities Commission
[email protected]

Source link

Regulator Information

Abbreviation: OSC
Jurisdiction: Canada

Recent Articles

Fraudsters Posing as Brokers or Investment Advisers – Investor Alert

The FBI Criminal Investigative Division and the United States Securities and Exchange Commission’s Office of Investor Education and Advocacy (OIEA) warn of fraudsters swindling investors while preten

Announcement: FMA imposes a sanction against S Immo AG for delayed publication of a proprietary transaction

The Austrian Financial Market Authority (FMA) hereby announces that it has imposed a fine of EUR 16,000.00 by means of a penal order under...

Origin Capital Group (clone of FCA authorised firm)

Fraudsters are using the details of firms we authorise to try to convince people that they work for a genuine, authorised firm. Find out...

best-isa-comparison.com

We believe this firm may be providing financial services or products in the UK without our authorisation. Find out why you should be wary...

Financial Stability Report (2020 annual report)​

Compliance Details javascript:commonShowModalDialog(‘{SiteUrl}/_layouts/itemexpiration.

Get the latest from Regulatory.News in your inbox!

×