The following revisions have been made to the Table of Concordance and List of New Instruments. A full version of the Table of Concordance and List of New Instruments as of December 31, 2020 has been posted to the OSC Website at www.osc.gov.on.ca.
Table of Concordance
Item Key
The third digit of each instrument represents the following: 1-National/Multilateral Instrument; 2-National/Multilateral Policy;
3-CSA Notice; 4-CSA Concept Release; 5-Local Rule; 6-Local Policy; 7-Local Notice; 8-Implementing Instrument;
9-Miscellaneous
| Reformulation | ||
| Instrument | Title | Status |
| 81-105 | Notice of Correction — CSA Notice of Amendments to NI 81-105 Mutual Fund Sales Practices and Related Consequential Amendments Prohibition of Mutual Fund Trailing Commissions Where No Suitability Determination Was Required — Annex F | Published October 8, 2020 |
| 11-737 | (Revised) Securities Advisory Committee — Vacancies | Published October 8, 2020 |
| 11-739 | Policy Reformulation Table of Concordance and List of New Instruments | Published October 22, 2020 |
| 51-361 | Continuous Disclosure Review Program Activities for the fiscal years ended March 31, 2020 and March 31, 2019 | Published October 29, 2020 |
| 13-708 | Fees Under OSC Rule 13-502 Fees and OSC Rule 13-503 (Commodity Futures Act) Fees | Published November 12, 2020 |
| 11-790 | Protecting Aging Investors through Behavioural Insights | Published November 12, 2020 |
| 51-731 | Corporate Branch 2020 Annual Report | Published November 19, 2020 |
| 11-791 | Statement of Priorities — Request for Comments Regarding Statement of Priorities for Financial Year to End March 31, 2022 | Published November 19, 2020 |
| 51-102 and 41-101 | Ministerial Approval of Amendments to NI 51-102 Continuous Disclosure Obligations Related to Business Acquisition Report Requirements | Ministerial Approval published November 19, 2020 |
| 25-302 | Matters Relating to CDOR, LIBOR and Other Interest Rate Benchmarks | Published November 26, 2020 |
| 48-503 | OSC Notice of General Order — Temporary Exemption from Certain Provisions of Ontario Securities Commission Rule 48-501 Trading During Distributions, Formal Bids and Share Exchange Transactions | Published December 3, 2020 |
| 25-403 | Activist Short Selling | Published for comment on December 3, 2020 |
| 32-506 | OSC Rule (Under the Commodity Futures Act) Exemptions for International Dealers, Advisers and Sub-Advisers — Proposed Amendment to OSC Rule 91-502 Trades in Recognized Options under the Securities Act | Published for comment on December 3, 2020 |
| 13-315 | (Revised) Securities Regulatory Authority Closed Dates 2021 | Published December 10, 2020 |
| 45-501 | Notice of Amendments to OSC Rule 45-501 Ontario Prospectus and Registration Exemptions relating to Syndicated Mortgages | Published December 10, 2020 |
| 55-317 | Automatic Securities Disposition Plans | Published December 10, 2020 |
| 45-317 | Ontario’s Exempt Market | Published December 10, 2020 |
| 81-105 | Mutual Fund Sales Practices and Related Consequential Amendments Prohibition of Mutual Fund Trailing Commissions Where No Suitability Determination Was Required | Ministerial Approval published December 10, 2020 |
| 11-742 | (Revised) Securities Advisory Committee | Published December 24, 2020 |
This news item was originally published by the Ontario Securities Commission (OSC CA). For more information, see the Source Link.
