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Policy Reformulation Table of Concordance and List of New Instruments

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The following revisions have been made to the Table of Concordance and List of New Instruments. A full version of the Table of Concordance and List of New Instruments as of December 31, 2020 has been posted to the OSC Website at www.osc.gov.on.ca.

Table of Concordance

Item Key

The third digit of each instrument represents the following: 1-National/Multilateral Instrument; 2-National/Multilateral Policy;

3-CSA Notice; 4-CSA Concept Release; 5-Local Rule; 6-Local Policy; 7-Local Notice; 8-Implementing Instrument;

9-Miscellaneous

Reformulation
Instrument Title Status
81-105 Notice of Correction — CSA Notice of Amendments to NI 81-105 Mutual Fund Sales Practices and Related Consequential Amendments Prohibition of Mutual Fund Trailing Commissions Where No Suitability Determination Was Required — Annex F Published October 8, 2020
11-737 (Revised) Securities Advisory Committee — Vacancies Published October 8, 2020
11-739 Policy Reformulation Table of Concordance and List of New Instruments Published October 22, 2020
51-361 Continuous Disclosure Review Program Activities for the fiscal years ended March 31, 2020 and March 31, 2019 Published October 29, 2020
13-708 Fees Under OSC Rule 13-502 Fees and OSC Rule 13-503 (Commodity Futures Act) Fees Published November 12, 2020
11-790 Protecting Aging Investors through Behavioural Insights Published November 12, 2020
51-731 Corporate Branch 2020 Annual Report Published November 19, 2020
11-791 Statement of Priorities — Request for Comments Regarding Statement of Priorities for Financial Year to End March 31, 2022 Published November 19, 2020
51-102 and 41-101 Ministerial Approval of Amendments to NI 51-102 Continuous Disclosure Obligations Related to Business Acquisition Report Requirements Ministerial Approval published November 19, 2020
25-302 Matters Relating to CDOR, LIBOR and Other Interest Rate Benchmarks Published November 26, 2020
48-503 OSC Notice of General Order — Temporary Exemption from Certain Provisions of Ontario Securities Commission Rule 48-501 Trading During Distributions, Formal Bids and Share Exchange Transactions Published December 3, 2020
25-403 Activist Short Selling Published for comment on December 3, 2020
32-506 OSC Rule (Under the Commodity Futures Act) Exemptions for International Dealers, Advisers and Sub-Advisers — Proposed Amendment to OSC Rule 91-502 Trades in Recognized Options under the Securities Act Published for comment on December 3, 2020
13-315 (Revised) Securities Regulatory Authority Closed Dates 2021 Published December 10, 2020
45-501 Notice of Amendments to OSC Rule 45-501 Ontario Prospectus and Registration Exemptions relating to Syndicated Mortgages Published December 10, 2020
55-317 Automatic Securities Disposition Plans Published December 10, 2020
45-317 Ontario’s Exempt Market Published December 10, 2020
81-105 Mutual Fund Sales Practices and Related Consequential Amendments Prohibition of Mutual Fund Trailing Commissions Where No Suitability Determination Was Required Ministerial Approval published December 10, 2020
11-742 (Revised) Securities Advisory Committee Published December 24, 2020

This news item was originally published by the Ontario Securities Commission (OSC CA). For more information, see the Source Link.

Regulator Information

Abbreviation: OSC
Jurisdiction: Canada

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