Aggregated News From Investment Management Regulators

Our letter to the TSC on passive servicing issues after the transition period

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The FCA’s Chief Executive, Nikhil Rathi, wrote a letter on 9 October to Rt Hon. Mel Stride MP, Chair of the Treasury Select Committee, about UK bank closures of the current accounts of customers living in the EU after the EU withdrawal transition period.

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Regulator Information

Regulator Name: Financial Conduct Authority
Abbreviation: FCA
Jurisdiction: United Kingdom

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Notice of Ministerial Approval of Rules and Consequential Amendments related to SEDAR+

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Volume 46, Issue 23

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