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Pace Securities Corp.

IIROC CA

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Pursuant to an Order, a Hearing Panel of the Investment Industry Regulatory Organization of Canada (IIROC) has terminated Pace Securities Corp.’s IIROC membership. The termination is effective December 8, 2021.

Pace Securities Corp. has been suspended since May 21, 2020.

The Order is available at:

PACE Securities Corp. – Termination Order

View the PDF from the Investment Industry Regulatory Organization of Canada (IIROC CA) here: Source link

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Regulator Information

Regulator Name: Investment Industry Regulatory Organization of Canada
Abbreviation: IIROC
Jurisdiction: Canada
Website: https://www.iiroc.ca/Pages/default.aspx/
Email: [email protected]
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