See the Notice from the Investment Industry Regulatory Organization of Canada (IIROC CA) here: Source link
Regulator Information
Regulator Name: Investment Industry Regulatory Organization of Canada
Abbreviation: IIROC
Jurisdiction: Canada
Email: [email protected]
Recent Articles
COINS DESK FX LIMITED
We believe this firm may be providing financial services or products in the UK without our authorisation. Find out why you should be wary...
Bright Loans UK Ltd (Clone of FCA Authorised Firm)
Fraudsters are using the details of firms we authorise to try to convince people that they work for a genuine, authorised firm. Find out...
Proposed Rule Change to Amend FINRA Rule 2231 (Customer Account Statements)
Financial Industry Regulatory Authority, Inc.
Revision of Recommendation 25 – White Paper for Public Consultation
The Financial Action Task Force (FATF) is conducting a review of Recommendation 25 (R.25) on the transparency and beneficial ownership (BO) of legal arrangements....