Aggregated News From Investment Management Regulators

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CP20/4: Quarterly Consultation Paper No 27 (March 2020)

2: Fifth Money Laundering Directive: Proposed changes to DEPP and EG

DEPP, EG TBC CP20/4 Quarterly Consultation Paper No 27 (March 2020)

3: Consequential changes to the Financial Crime Guide

FCG TBC CP20/4 Quarterly Consultation Paper No 27 (March 2020) 4: Changes to the Consumer Credit sourcebook – high net worth exemption  CONC TBC CP20/4 Quarterly Consultation Paper No 27 (March 2020) 5: OPBAS Regulations: Proposed changes to DEPP GLOSS, DEPP  TBC CP20/4 Quarterly Consultation Paper No 27 (March 2020) 6: Amendments to the notification form to amend firm details  SUP TBC  CP20/4 Quarterly Consultation Paper No 27 (March 2020) 7: Clarify notifications procedures, include guidance, and make changes to the Directory persons report SUP, MIRU  TBC CP20/4 Quarterly Consultation Paper No 27 (March 2020) 8: Amendments to MiFID II relating to the tick size regime  MAR, REC  TBC CP20/4 Quarterly Consultation Paper No 27 (March 2020) 9: Changes to the Glossary terms ‘multilateral development bank’ and ‘designated multilateral development bank’  GLOSS, BIRPU, IPRU-INV TBC CP19/33: Quarterly Consultation Paper No 26 (December 2019) 2: Claims against appointed representatives and principals COMP TBC CP19/33: Quarterly Consultation Paper No 26 (December 2019) 6: Payment Services and Electronic Money: changes to PERG 15.3 Payment Services PERG Q2 2020 CP19/33: Quarterly Consultation Paper No 26 (December 2019) 8: Further Brexit-related changes to Handbook & BTS following extension of Article 50  SUP, SYSC, GLOSS, MCOB, DTR TBC

CP19/27: Quarterly Consultation Paper No 25 (September 2019)

3: Amendments to the Collective Investment Schemes sourcebook

COLL, SUP

TBC

CP19/27: Quarterly Consultation Paper No 25 (September 2019)

7: Further Brexit-related changes to Handbook & BTS following extension of Article 50

GLOSS, PRIN, SYSC, GEN, COBS, MCOB, BCOBS, PROD, SUP, DEPP, COLL, CONC, RCB, LR, PRR, DTR, EG, PERG

TBC

CP19/27: Quarterly Consultation Paper No 25 (September 2019)

8: Lending Standards Board – FCA code recognition

N/A

TBC

CP19/19: Quarterly Consultation Paper No 24 (June 2019)

2: Gibraltar-based firms – fees and levies

FEES

TBC

CP18/24 Quarterly Consultation No. 22 (September 2018)

3: Changes to supervisory principles

SUP

TBC

CP16/21 Quarterly Consultation No. 14 (September 2016)

6: Mutuals’ deferred shares

GLOSS, COBS

TBC

Regulator Information

Regulator Name: Financial Conduct Authority
Abbreviation: FCA
Jurisdiction: United Kingdom

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