|
Publication
|
Chapter
|
Modules
|
Expected date of feedback*
|
| CP20/4: Quarterly Consultation Paper No 27 (March 2020) |
2: Fifth Money Laundering Directive: Proposed changes to DEPP and EG
|
DEPP, EG |
TBC |
| CP20/4 Quarterly Consultation Paper No 27 (March 2020) |
3: Consequential changes to the Financial Crime Guide
|
FCG |
TBC |
| CP20/4 Quarterly Consultation Paper No 27 (March 2020) |
4: Changes to the Consumer Credit sourcebook – high net worth exemption |
CONC |
TBC |
| CP20/4 Quarterly Consultation Paper No 27 (March 2020) |
5: OPBAS Regulations: Proposed changes to DEPP |
GLOSS, DEPP |
TBC |
| CP20/4 Quarterly Consultation Paper No 27 (March 2020) |
6: Amendments to the notification form to amend firm details |
SUP |
TBC |
| CP20/4 Quarterly Consultation Paper No 27 (March 2020) |
7: Clarify notifications procedures, include guidance, and make changes to the Directory persons report |
SUP, MIRU |
TBC |
| CP20/4 Quarterly Consultation Paper No 27 (March 2020) |
8: Amendments to MiFID II relating to the tick size regime |
MAR, REC |
TBC |
| CP20/4 Quarterly Consultation Paper No 27 (March 2020) |
9: Changes to the Glossary terms ‘multilateral development bank’ and ‘designated multilateral development bank’ |
GLOSS, BIRPU, IPRU-INV |
TBC |
| CP19/33: Quarterly Consultation Paper No 26 (December 2019) |
2: Claims against appointed representatives and principals |
COMP |
TBC |
| CP19/33: Quarterly Consultation Paper No 26 (December 2019) |
6: Payment Services and Electronic Money: changes to PERG 15.3 Payment Services |
PERG |
Q2 2020 |
| CP19/33: Quarterly Consultation Paper No 26 (December 2019) |
8: Further Brexit-related changes to Handbook & BTS following extension of Article 50 |
SUP, SYSC, GLOSS, MCOB, DTR |
TBC |
|
CP19/27: Quarterly Consultation Paper No 25 (September 2019)
|
3: Amendments to the Collective Investment Schemes sourcebook
|
COLL, SUP
|
TBC
|
|
CP19/27: Quarterly Consultation Paper No 25 (September 2019)
|
7: Further Brexit-related changes to Handbook & BTS following extension of Article 50
|
GLOSS, PRIN, SYSC, GEN, COBS, MCOB, BCOBS, PROD, SUP, DEPP, COLL, CONC, RCB, LR, PRR, DTR, EG, PERG
|
TBC
|
|
CP19/27: Quarterly Consultation Paper No 25 (September 2019)
|
8: Lending Standards Board – FCA code recognition
|
N/A
|
TBC
|
|
CP19/19: Quarterly Consultation Paper No 24 (June 2019)
|
2: Gibraltar-based firms – fees and levies
|
FEES
|
TBC
|
|
CP18/24 Quarterly Consultation No. 22 (September 2018)
|
3: Changes to supervisory principles
|
SUP
|
TBC
|
|
CP16/21 Quarterly Consultation No. 14 (September 2016)
|
6: Mutuals’ deferred shares
|
GLOSS, COBS
|
TBC
|
