Aggregated News From Investment Management Regulators

RE: Cross-Reference Checklist Review


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The general public is hereby notified that the Commission commenced the Cross-Reference Checklist Review of Bond/fixed income applications with effect from June 1, 2019. Consequently, a duly filled Cross-Reference Checklist is required to be filed along with the relevant applications.

The Cross-Reference Checklist Review is intended run for six (6) months and is a precursor to the implementation of the Deemed Approval Regime.

Issuers, Issuing Houses/Financial Advisers and all relevant parties are advised to take note.



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Regulator Information

Abbreviation: SEC NG
Jurisdiction: Nigeria

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