Aggregated News From Investment Management Regulators

Regulatory Action against Mr Alexander Mangion – MFSA

Report/Flag

Please complete the required fields.



The Malta Financial Services Authority (“MFSA” or “the Authority”) decided that Mr Alexander Mangion can no longer be deemed as being fit and proper and to hold any approved positions.

REGULATORY ACTION

On 28 August 2020, the MFSA has decided that Mr Alexander Mangion can no longer be deemed as being fit and proper and in terms of Article 15(2) of the Investment Services Act and Article 16(2)(b) of the Malta Financial Services Authority Act, is prohibiting him to act, in any capacity, as an approved person with any entity licensed or otherwise authorised by the Authority, or to be personally licensed, authorised, enrolled, registered or otherwise approved by the Authority for a period of ten (10) years from the date of this decision.

PUBLICATION

This regulatory action is being published in terms of the powers vested in the Authority under Article 16(8) of the Malta Financial Services Authority Act and as part of the Authority’s standard enforcement policy, any administrative sanction, of whatever type.

This decision may be appealed before the Financial Services Tribunal in accordance with applicable law.

Source link

Regulator Information

Abbreviation: MFSA
Jurisdiction: Malta

Recent Articles

Warning: Self-managed super funds and crypto investments

ASIC has noticed an increase in marketing recommending Australians switch from retail and industry superannuation funds to self-managed superannuation funds (SMSFs) so they...

Appeal No. 4564 of 2021 filed by Sandeep Singh

This news item was originally published by the Securities and Exchange Board of India (SEBI IN). See the article here: Read more

Appeal No. 4566 of 2021 filed by M Ashok Mootha

This news item was originally published by the Securities and Exchange Board of India (SEBI IN). See the article here: Read more

Appeal No. 4570 of 2021 filed by Bhagirath Jha

This news item was originally published by the Securities and Exchange Board of India (SEBI IN). See the article here: Read more

Get the latest from Regulatory.News in your inbox!

×