Aggregated News From Investment Management Regulators

Resumption of onsite inspections | Guernsey Financial Services Commission

Report/Flag

Please complete the required fields.



The Commission’s Financial Crime Division is recommencing its routine financial crime inspections to firms with immediate effect.  Routine inspections were suspended on 19 March 2020 to enable firms to deal with the immediate operational  impact of the coronavirus lockdown. Financial Crime inspections are resuming now as the finance industry has demonstrated its resilience and firms have generally adapted well to new methods of working.   When undertaking these inspections, the Division’s staff will ensure that they follow all current public health guidelines including implementing social distancing requirements.

Regulator Information

Recent Articles

Warning regarding the activities of an entity named Pinecone Tokenised Fund

The Commission de Surveillance du Secteur Financier (CSSF) warns the public of the activities of an entity named Pinecone Tokenised Fund which pretends to...

Deferred tax assets require recognition test

Insurers have to take account of deferred taxes when they prepare their Solvency II balance sheet.

Remittance Advice- B G Freight Shoppe India P Ltd. in the matter of Ram Minerals and Chemicals Ltd.

This news item was originally published by the Securities and Exchange Board of India (SEBI IN). See the article here: Read more

Get the latest from Regulatory.News in your inbox!

×