The Commission’s Financial Crime Division is recommencing its routine financial crime inspections to firms with immediate effect. Routine inspections were suspended on 19 March 2020 to enable firms to deal with the immediate operational impact of the coronavirus lockdown. Financial Crime inspections are resuming now as the finance industry has demonstrated its resilience and firms have generally adapted well to new methods of working. When undertaking these inspections, the Division’s staff will ensure that they follow all current public health guidelines including implementing social distancing requirements.
Regulator Name: Guernsey Financial Services Commission
Email: [email protected]
SEC Approves Registration of First Security-Based Swap Data Repository; Sets the First Compliance Date for Regulation SBSR
The Securities and Exchange Commission today announced that it has approved the registration of its first security-based swap data repository (SDR).
Keynote speech by the Chairman of the FSMA at a high-level conference on sustainability reporting organized by the European Commission
On Wednesday, 6 May 2021, Jean-Paul Servais, Chairman of the FSMA and Vice Chair of IOSCO, gave a speech at a major conference of...