Aggregated News From Investment Management Regulators

SEC Issues Agenda for Dec. 1 Meeting of the Asset Management Advisory Committee


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Washington D.C., Nov. 25, 2020 —

The Securities and Exchange Commission today released the agenda for the Dec. 1 meeting of the Asset Management Advisory Committee (AMAC).  AMAC was formed to provide the Commission with diverse perspectives on asset management and related advice and recommendations.

The meeting will include a discussion of matters in the asset management industry relating to: (1) the Private Investments Subcommittee; (2) the ESG Subcommittee, including a discussion of potential recommendations from that Subcommittee; and (3) the Diversity and Inclusion Subcommittee, including a panel discussion on improving diversity and inclusion.  The meeting will also include a discussion of AMAC’s administrative matters during a portion of the meeting that will not be open to the public.

The meeting will be held by remote means and is open to the public, with the exception of the administrative session. The meeting will be webcast live on and will be archived on the website for later viewing. Members of the public who wish to provide their views on the matters to be considered by AMAC may submit comments either electronically or on paper, as described below. Please submit comments using one method only. At this time, electronic submissions are preferred. Information that is submitted will become part of the public record of the meeting. All submissions should refer to File Number 265-33, and the file number should be included on the subject line if e-mail is used.

Electronic submissions:

Use the SEC’s  or send an email to [email protected].

Paper submissions:

Send paper submissions in triplicate to Secretary, Securities and Exchange Commission, 100 F Street NE, Washington, D.C. 20549-1090.

* * *

Asset Management Advisory Committee

Dec, 1, 2020 

Meeting Agenda

9 a.m. ET

Welcome and Opening Remarks

Chairman Clayton; Commissioners Peirce and Roisman; Dalia Blass, Director of the Division of Investment Management; and Ed Bernard, Committee Chairman

9:30 a.m. ET

Update from the Private Investments Subcommittee

10:30 a.m. ET


10:40 a.m. ET

Update from the ESG Subcommittee and Discussion of Potential Recommendations

12 p.m. ET

Lunch Break

1 p.m. ET

Improving Diversity and Inclusion in the Asset Management Industry

AMAC Panel Moderator: Gilbert Garcia, Garcia, Hamilton & Associates

  • Martin Cabrera, Cabrera Capital
  • John W. Rogers, Jr., Ariel Investments
  • Ruby Dang, Garcia, Hamilton & Associates

2:30 p.m. ET


2:45 p.m. ET

Summary and Discussion

3:30 p.m. ET


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Regulator Information

Abbreviation: SEC
Jurisdiction: United States

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