Aggregated News From Investment Management Regulators

SEC OCIE Issues Cybersecurity Risk Alert on Ransomware

Report/Flag

Please complete the required fields.



The staff (“Staff”) of the SEC’s Office of Compliance Inspections and Examinations released a Risk Alert that provides observations to assist SEC registrants (“registrants”) in their consideration of how to enhance cybersecurity preparedness and operational resiliency to address ransomware attacks. The Staff stated that recent reports indicate that one or more threat actors have orchestrated phishing and other campaigns designed to penetrate financial institution networks in order to among other objectives access internal resources and deploy ransomware.

Read the full article from Seward & Kissel here: https://www.sewkis.com/practices/investment-management/publications/sec-ocie-issues-cybersecurity-risk-alert-on-ransomware/

Recent Articles

Warning: Self-managed super funds and crypto investments

ASIC has noticed an increase in marketing recommending Australians switch from retail and industry superannuation funds to self-managed superannuation funds (SMSFs) so they...

Appeal No. 4564 of 2021 filed by Sandeep Singh

This news item was originally published by the Securities and Exchange Board of India (SEBI IN). See the article here: Read more

Appeal No. 4566 of 2021 filed by M Ashok Mootha

This news item was originally published by the Securities and Exchange Board of India (SEBI IN). See the article here: Read more

Appeal No. 4570 of 2021 filed by Bhagirath Jha

This news item was originally published by the Securities and Exchange Board of India (SEBI IN). See the article here: Read more

Get the latest from Regulatory.News in your inbox!

×