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SR-FINRA-2020-020 | FINRA.org

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Financial Industry Regulatory Authority, Inc. (“FINRA”) is filing with the Securities and Exchange Commission (“SEC” or “Commission”) a proposed rule change to adopt FINRA Rule 3241 (Registered Person Being Named a Customer’s Beneficiary or Holding a Position of Trust for a Customer).

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Regulator Information

Abbreviation: FINRA
Jurisdiction: United States

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