Aggregated News From Investment Management Regulators

Streamlined SEC Exams a Relief for Managers

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It is becoming increasingly clear to industry lawyers that the SEC is taking a softer approach when it comes to routine examinations of fund managers.

Read the full article from Florio Leahy here: https://7c317aa0-8c80-4917-81ee-44e1cef49130.filesusr.com/ugd/bdb1a8_a804105ee9654d73b3a0f0cae67ff22f.pdf

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