Aggregated News From Investment Management Regulators

The CNMV Approves the Reform of the Good Governance Code for Listed Companies

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SEC Charges Father-Son Duo and Associate in Market Manipulation Schemes Resulting in a New Jersey Deli with a $100 Million Valuation

Washington D.C., Sept. 26, 2022 — The Securities and Exchange Commission today charged Peter L. Coker Sr., Peter L. Coker Jr., and James T.

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