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Regulator Information
Regulator Name: Comisión Nacional del Mercado de Valores
Abbreviation: CNMV ES
Jurisdiction: Spain
Email: [email protected]
Recent Articles
SEC Charges Unlicensed Broker With Defrauding Investors
The Securities and Exchange Commission today charged Joshua L. Rupp of Michigan for engaging in securities fraud and for acting as an unregistered broker-dealer.
The SEC’s complaint, filed in the U.
Questions and Answers on the Prospectus Regulation – 10th version – July 2021
See the Details published by the Cyprus Securities and Exchange Commission (CySEC CY) here: Source link
Warning concerning the website www.lunav-invest.com
The Commission de Surveillance du Secteur Financier (CSSF) warns the public of the website www.lunav-invest.com where an entity named “Lunav-Invest” offers investment services, including...
Adjudication Order in respect of Mr. Ranjith Soman and Ms. Veena Ranjith in the matter of M/s. Crown Tours Ltd.
This news item was originally published by the Securities and Exchange Board of India (SEBI IN). See the article here:
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FIN-FSA decides not to extend its recommendation on distribution of credit institutions’ profits beyond 30 September 2021
The Financial Supervisory Authority (FIN-FSA) has decided not to extend its recommendation on the distribution of credit institutions’ profits beyond 30 September 2021. The...
