Aggregated News From Investment Management Regulators
The Cyprus Securities and Exchange Commission announces the following, regarding the renewal of the registrations in the Public register of Certified Persons
Date of prohibition order pursuant to section 33 of the Financial Services Business (Enforcement Powers) (Bailiwick of Guernsey) Law, 2020 and prohibited functions:
From 2 February 2023 until 2 July
Date of prohibition order pursuant to section 33 of the Financial Services Business (Enforcement Powers) (Bailiwick of Guernsey) Law, 2020 and prohibited functions:
From 2 February 2023 until 2 Mar
On 2 February 2023, the Commission imposed discretionary financial penalties as follows:
Mr William Stephen Cairns (“Mr Cairns”) a financial penalty of £133,000; and
Mr Du Preez Gert Vermeulen (“M