Aggregated News From Investment Management Regulators

The Finance Minister has approved permitting the European Investment Bank to issue securities in Israel without publishing a prospectus

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Former Coinbase Manager and His Brother Agree to Settle Insider Trading Charges Relating to Crypto Asset Securities

The Securities and Exchange Commission today announced that former Coinbase product manager Ishan Wahi and his brother, Nikhil Wahi, agreed to settle charges that they engaged in insider trading thro

Technical Reporting Instructions – CSDR Article 9 – Internalised Settlement Reporting

See the content published by the European Securities and Markets Authority (ESMA) here: Read more

EBA Peer Review finds credit valuation adjustment risk is overall supervised sufficiently and recommends some follow-up measures to further strengthen supervision

The European Banking Authority (EBA) published today its Peer Review on excluding transactions with non-financial counterparties established in a third country from credit valuation adjustment (CVA)

Adjudication Order in respect of Expertise Vintrade Private Limited in the matter of Illiquid Stock Options at BSE.

This news item was originally published by the Securities and Exchange Board of India (SEBI IN). See the article here: Read more

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