Aggregated News From Investment Management Regulators

Warning concerning the website www.otc-markets.eu

Report/Flag

Please complete the required fields.



The Commission de Surveillance du Secteur Financier (CSSF) warns the public of the website www.otc-markets.eu where an entity, which claims to be established at 121 avenue de la Faïencerie, L-1511 Luxembourg, offers investment services under the name of OTC Markets or Brokerhouse OTC.

The CSSF informs the public that the entity which presents itself as OTC Markets or Brokerhouse OTC is not regulated by the CSSF and that it has not been granted any authorisation to provide investment services or other financial services in or from Luxembourg.

Source link

Regulator Information

Abbreviation: CSSF
Jurisdiction: Luxembourg

Recent Articles

SEC Charges Unlicensed Broker With Defrauding Investors

The Securities and Exchange Commission today charged Joshua L. Rupp of Michigan for engaging in securities fraud and for acting as an unregistered broker-dealer.  The SEC’s complaint, filed in the U.

Questions and Answers on the Prospectus Regulation – 10th version – July 2021

See the Details published by the Cyprus Securities and Exchange Commission (CySEC CY) here: Source link

Warning concerning the website www.lunav-invest.com

The Commission de Surveillance du Secteur Financier (CSSF) warns the public of the website www.lunav-invest.com where an entity named “Lunav-Invest” offers investment services, including...

Adjudication Order in respect of Mr. Ranjith Soman and Ms. Veena Ranjith in the matter of M/s. Crown Tours Ltd.

This news item was originally published by the Securities and Exchange Board of India (SEBI IN). See the article here: Read more

FIN-FSA decides not to extend its recommendation on distribution of credit institutions’ profits beyond 30 September 2021

The Financial Supervisory Authority (FIN-FSA) has decided not to extend its recommendation on the distribution of credit institutions’ profits beyond 30 September 2021. The...

Get the latest from Regulatory.News in your inbox!

×