Aggregated News From Investment Management Regulators

Warning on CNMV impersonation in phone calls with intent to defraud investors

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See the Notice published by the Comisión Nacional del Mercado de Valores (CNMV ES) here: Source link

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Recent Articles

SEC Investor Advisory Committee to Discuss Investor Account Statements, Corporate Tax Transparency, and Single-Stock ETFs on Dec 8

Washington D.C., Dec. 1, 2022 — The Securities and Exchange Commission’s Investor Advisory Committee will hold a virtual public meeting on December 8 at 10 a.m. ET.

Fort Worth Regional Director David L. Peavler to Leave SEC

Eric R. Werner and Marshall Gandy named acting co-heads of Fort Worth Office Washington D.C., Dec. 1, 2022 — The Securities and Exchange Commission today announced that David L.

Extension of timeline for implementation of Standardized Industry Classification by CRAs

This news item was originally published by the Securities and Exchange Board of India (SEBI IN). See the article here: Read more

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