Aggregated News From Investment Management Regulators

Withdrawal of Investors Compensation Fund (ICF) membership

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See the Notice published by the Cyprus Securities and Exchange Commission (CySEC CY) here: Source link

Regulator Information

Abbreviation: CySEC
Jurisdiction: Cyprus

Recent Articles

SEC.gov | Statement on Electronic Filing

Today, the Commission is considering a proposal under the Exchange Act to require broker-dealers and other registrants to submit forms electronically.

ASIC suspends AFS licence of Cartesian Corporate Finance Limited

ASIC has suspended the Australian financial services (AFS) licence of Cartesian Corporate Finance Limited (Cartesian) until 25 August 2023. The licence authorises Cartesian to deal...

Completion of Recovery Certificate No. 6075 of 2022 issued against Mr. Yash Paul Jindal [Defaulter] PAN: ACDPJ8198B in the matter of GDR Issue by...

This news item was originally published by the Securities and Exchange Board of India (SEBI IN). See the article here: Read more

Adjudication Order in the matter of Profit Guru -Proprietor, Mr. Satish Shukla

This news item was originally published by the Securities and Exchange Board of India (SEBI IN). See the article here: Read more

Settlement Order in respect of Mr. Kunal N. Gandhi and Ms. Nehal N. Gandhi in the matter of Lyka Labs Limited

This news item was originally published by the Securities and Exchange Board of India (SEBI IN). See the article here: Read more

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