Aggregated News From Investment Management Regulators

Withdrawal of the Proposed Amendments and Proposed Guidance Respecting Non-Clients

IIROC CA

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See the Notice from the Investment Industry Regulatory Organization of Canada (IIROC CA) here: Source link

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Regulator Information

Regulator Name: Investment Industry Regulatory Organization of Canada
Abbreviation: IIROC
Jurisdiction: Canada
Website: https://www.iiroc.ca/Pages/default.aspx/
Email: [email protected]
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