Aggregated News From Investment Management Regulators

Zeng Lingxi pleads not guilty to charges of obstructing the SFC’s search operation


Please complete the required fields.

Ms Zeng Lingxi today pleaded not guilty at the Eastern Magistrates’ Court to two charges laid against her for obstructing employees of the Securities and Futures Commission (SFC) in the execution of a search warrant in May 2020 at an office premises related to an investigation of possible market manipulation of the shares of a Hong Kong-listed company (Note 1).

A two-day trial will commence on 1 February 2021.

Zeng was granted cash bail of $100,000.  In addition, she will have to notify the SFC at least 24 hours in advance of departing Hong Kong and provide the SFC with details of her travel arrangements together with the address where she will be staying during her travel as well as her contact details, and inform the SFC within 48 hours of any changes to the address and contact details.



  1. Please see the SFC’s press release dated 20 August 2020.

Source Link

Regulator Information

Abbreviation: SFC
Jurisdiction: Hong Kong

Recent Articles

Statement Regarding In the Matter of DF Growth REIT II, LLC

This matter involves a settlement with DF Growth REIT II, LLC (the “Trust”) relating to the Trust’s purported reliance on the Regulation A exemption from registration under the Securities Act of 1933

Consultation on AML/CFT Obligations upon VASPS and Additional Obligations upon Licensed Trustees and Partners — GFSC

Today a consultation paper has been issued on the proposed additional rules and guidance for virtual asset service providers (“VASPs”) and specified businesses with a connection to, or involvement wi

Notice of Ministerial Approval of Rules and Consequential Amendments related to SEDAR+

Use this form to submit website feedback and suggestions, or to inform us about website issues.

Volume 46, Issue 23

Use this form to submit website feedback and suggestions, or to inform us about website issues.

Get the latest from Regulatory.News in your inbox!